More than a Fund Company
Regulatory Solutions
Ensure your compliance and support your distribution
efa has developed comprehensive regulatory reporting solutions to help its clients grow their businesses and keep their investors informed while having the security of being compliant with European and local regulations.
Regulatory Reporting
efa offers a wide range of regulatory reports, covering various jurisdictions.
As part of this, efa provides comprehensive AIFM regulatory reporting services that include all required reports for all types of AIFs / AIFM.
Our regulatory reporting team takes care of the production process of the reports, keeping the workload for clients at a minimum.
The service is based on existing data processed within efa’s fund administration and risk computation systems. Clients therefore benefit from integrated operational processes and high data integrity.
Distribution Support
efa’s regulatory distribution support services enable you to meet all your market requirements and foster the growth of your business.
We provide:
- PRIIPs services: production of PRIIPs KIDs, EPTs and CEPTs
- UCITS KIID (UK)
- MifID-data service: production of the EMT file using data provided by the client (target market data) or cost & charges calculated by efa
- ESG Data: production of the EET
- Solvency services: available on the Quantitative Reporting Template (QRT) and the Tripartite Template (TPT)
- IORP services
Risk & Investment Compliance Services
efa has designed a wide range of services for risk and compliance officers to help them ensure compliance with investment restrictions, monitor and report on risks, and perform supervision on delegated activities.
- Post-NAV checks with detailed reporting
- Pre-NAV checks to identify potential investment breaches before the trade is effectively booked in the fund’s NAV
- Powerful rules engine that can design complex and specific controls on demand
- Access to a platform to monitor, control, and follow up on breaches – with permanent access to investment rules details, transactions, and portfolio holdings
- Market risk/global risk using the commitment approach and the VaR approach
- Level of leverage using gross and commitment approach
- Liquidity risk of assets and liabilities
- Liquidity Stress Testing (LST)
- Concentration risk
- Counterparty risk and other risks