Sanctions compliance is a key concern for investment fund managers as well as for regulators. No matter how small a possible violation of the law may be, it may potentially lead to financial and reputational risks.
efa offers its clients a sanctioned securities screening solution that addresses this issue for investments in listed securities.
This service is typically intended to :
- Management companies / AIFM
wishing to have an ongoing monitoring and reliable sanction assessment of the securities they are invested in or managing in their investment vehicles, or on the assets they have under custody.